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Kaplan Financial is committed to providing you with current and critical compliance information when it counts the most. Our Test Alert! section covers information on specific product modifications to the content of our securities licensing exam prep courses. We refresh information in conjunction with industry-focused topics as well as regulatory and product changes. These content updates and practice questions, answers and rationale are available in our Test Alert! and shipped with newly ordered study materials.
Test Alerts! are available in downloadable PDF format. Download the free version of Acrobat Reader®.
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Series 3 >
Series 4, 2nd edition >
Series 4, 1st edition >
Series 6, 3rd edition >
Series 6, 2nd edition >
Series 7, 3rd edition >
Series 7, 2nd edition >
Series 9, 2nd edition >
Series 9, 1st edition >
Series 10 >
Series 24, 2nd edition >
Series 24, 1st edition >
Series 26, 2nd edition >
Series 26, 1st edition >
Series 27/28, 1st edition revised >
Series 27/28, 1st edition >
Series 31, 1st edition >
Series 37/38 >
Series 51, 1st edition >
Series 53, 1st edition >
Series 53, 12th edition >
Series 55, 1st edition >
Series 55, 7th edition >
Series 63, 2nd edition >
Series 63, 1st edition >
Series 65, 2nd edition >
Series 65, 1st edition revised >
Series 66, 2nd edition >
Series 66, 1st edition >
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Series 3
This Test Alert! dated 7/1/06, is to be used with the Series 3 Dearborn Financial, 11th edition and the Kaplan Financial, 1st edition License Exam Manuals. It includes changes in the Rules & Regulations as well as new Sample Questions, and Answers & Rationales approved since the release of both editions, and will be incorporated in the next Kaplan Financial edition.
 Download the Series 3 Test Alert!
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Series 4, 2nd edition
No Test Alert! at this time.
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Series 4, 1st edition
This Test Alert! dated 8/20/07, is to be used with the 1st edition of the Kaplan Financial Series 4 study manual. It covers changes to rules and regulations, as well as additional Sample Questions, Answers & Rationale. Download the Series 4 Test Alert!
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Series 6, 3rd edition
No Test Alert! at this time.
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Series 6, 2nd edition
This Test Alert! dated 8/16/07, is to be used with the 2nd edition of Kaplan Financial's Series 6 study manual. It includes changes made since the release of the 2nd edition, and features information about FINRA, and new topics and changes in emphasis as well as additional Quick Quizzes, Answers & Rationale.
Download the Series 6 Test Alert!
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Series 7, 3rd edition
No Test Alert! at this time.
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Series 7, 2nd edition
This Test Alert! dated 6/4/07, is to be used with the 2nd edition of the Series 7 study manual. It includes content changes made since the release of the 2nd edition, as well as additional Quick Quizzes, Answers & Rationales.
Download the Series 7 Test Alert!
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Series 9, 2nd edition
No Test Alert! at this time.
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Series 9, 1st edition
This Test Alert! dated 8/16/07, is to be used with the 1st edition of the Kaplan Financial Series 9 study manual. It includes information about changes to rules and regulations and content revisions made since the release of the 1st edition, as well as additional Quick Quizzes, Answers & Rationale.
Download the Series 9 Test Alert!
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Series 10
This Test Alert! dated 5/18/06, is to be used with the Dearborn Financial 13th edition and the Kaplan Financial, 1st edition of the Series 10 License Exam Manuals. It includes changes made since the release of the 13th edition, as well as additional Sample Questions, Answers & Rationale.
Download the Series 10 Test Alert!
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Series 24, 2nd edition
No Test Alert! at this time.
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Series 24, 1st edition
This Test Alert! dated 1/25/07, is to be used with the Kaplan Financial 1st edition of the Series 24 License Exam Manual. It includes content changes made since the release of the 1st edition, and it contains two additional Quick Quizzes with Answers & Rationales.
Download the Series 24 1st Edition Test Alert!
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Series 26, 2nd edition
This TestAlert! dated 3/14/07, is to be used with the 2nd edition of the Kaplan Financial Series 26 License Exam Manual. It reflects content changes approved since the release of the 2nd edition and includes Quick Quizzes, Answers & Rationales.
 Download the Series 26 Test Alert!
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Series 26, 1st edition
This TestAlert! dated 3/14/07, is to be used with the 1st edition of the Kaplan Financial Series 26 License Exam Manual. It reflects content changes approved since the release of the 1st edition and includes corresponding Quick Quizzes, Answers & Rationales.
 Download the Series 26 Test Alert!
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Series 27/28, 1st edition revised
No Test Alert! at this time.
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Series 27/28, 1st edition
This Test Alert! dated 2/22/07, is to be used with the Kaplan Financial Series 27/28 License Exam Manual, 1st edition. It includes content added in anticipation of the revised Series 27/28 study outline which became effective on August 15, 2006; many of these changes were anticipated and incorporated in the 1st edition of our license exam manual. The Test Alert also includes New Quick Quizzes, Answers & Rationales, and content revisions made since the release of the 1st edition.
Download the Series 27/28 Test Alert!
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Series 31, 1st edition
This Test Alert! dated 7/1/06, is to be used with the Series 31 Dearborn Financial License Exam Manual, 2nd edition and the Kaplan Financial License Exam Manual, 1st edition. It includes changes in Rules and Regulations and new Sample Questions, Answers & Rationales approved since the release of the Dearborn Financial, 2nd edition.
Download the Series 31Test Alert!
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Series 37/38
Please refer to the Series 7 Test Alert!
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Series 51, 1st edition
This Test Alert! dated 8/20/07, is to be used with the 1st edition of the Kaplan Financial Series 51 study manual. It includes information about recent changes to Rules and Regulations and also includes New Sample Questions, Answers & Rationales.
Download the Series 51 Test Alert!
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Series 53, 1st edition
No Test Alert! at this time.
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Series 53, 12th edition
This Test Alert! dated 2/22/07, is to be used with the 12th edition of the Series 53 study manual. It includes content added in anticipation of the revised Series 53 study outline which became effective on August 1, 2006 as well as supplemental material, and additional Quick Quizzes, Answers, and Rationales.
Download the Series 53 Test Alert!
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Series 55, 1st edition
No Test Alert! at this time.
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Series 55, 7th edition
This Test Alert! dated 2/22/07, is to be used with the 7th edition of the Series 55 License Exam Manual. It includes content added in anticipation of the revised Series 55 study outline, effective August 15, 2006; many of these changes were anticipated and incorporated in the 7th edition of our license exam manual. The Test Alert also includes New Quick Quizzes, Answers & Rationales, and content revisions made since the release of the 7th edition.
Download the Series 55 Test Alert!
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Series 63, 2nd edition
No Test Alert! at this time.
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Series 63, 1st edition
This Test Alert! dated 8/20/07, is to be used with the Kaplan Financial Series 63, 1st edition license exam manual. It includes content changes, as well as New Sample Questions, Answers & Rationale, and Errata, made since the release of the 1st edition.
Download the Series 63 Test Alert!
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Series 65, 2nd edition
No Test Alert! at this time.
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Series 65, 1st edition revised
This Test Alert! dated 2/22/07, is to be used with the 1st edition revised of the Kaplan Financial Series 65 License Exam Manual. It reflects content changes made since the release of the 1st edition revised along with new Quick Quizzes, Answers & Rationale, a Test Topic Alert, and an Errata sheet.
 Download the Series 65 Test Alert!
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Series 66, 2nd edition
No Test Alert! at this time.
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Series 66, 1st edition
This Test Alert! dated 4/17/07, is to be used with the Series 66 Kaplan Financial License Exam Manual, 1st edition revised. It includes content updates, revised Rules & Regulations, and new Quick Quizzes, Answers & Rationales.
 Download the Series 66 Test Alert!
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